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Analyzing the Impact of Participant Failures in Cross-Silo Federated Learning

Stricker, Fabian, Bermbach, David, Zirpins, Christian

arXiv.org Artificial Intelligence

Federated learning (FL) is a new paradigm for training machine learning (ML) models without sharing data. While applying FL in cross-silo scenarios, where organizations collaborate, it is necessary that the FL system is reliable; however, participants can fail due to various reasons (e.g., communication issues or misconfigurations). In order to provide a reliable system, it is necessary to analyze the impact of participant failures. While this problem received attention in cross-device FL where mobile devices with limited resources participate, there is comparatively little research in cross-silo FL. Therefore, we conduct an extensive study for analyzing the impact of participant failures on the model quality in the context of inter-organizational cross-silo FL with few participants. In our study, we focus on analyzing generally influential factors such as the impact of the timing and the data as well as the impact on the evaluation, which is important for deciding, if the model should be deployed. We show that under high skews the evaluation is optimistic and hides the real impact. Furthermore, we demonstrate that the timing impacts the quality of the trained model. Our results offer insights for researchers and software architects aiming to build robust FL systems.


FedCLF -- Towards Efficient Participant Selection for Federated Learning in Heterogeneous IoV Networks

Wijethilake, Kasun Eranda, Mahmood, Adnan, Sheng, Quan Z.

arXiv.org Artificial Intelligence

Federated Learning (FL) is a distributed machine learning technique that preserves data privacy by sharing only the trained parameters instead of the client data. This makes FL ideal for highly dynamic, heterogeneous, and time-critical applications, in particular, the Internet of Vehicles (IoV) networks. However, FL encounters considerable challenges in such networks owing to the high data and device heterogeneity. To address these challenges, we propose FedCLF, i.e., FL with Calibrated Loss and Feedback control, which introduces calibrated loss as a utility in the participant selection process and a feedback control mechanism to dynamically adjust the sampling frequency of the clients. The envisaged approach (a) enhances the overall model accuracy in case of highly heterogeneous data and (b) optimizes the resource utilization for resource constrained IoV networks, thereby leading to increased efficiency in the FL process. We evaluated FedCLF vis-à-vis baseline models, i.e., FedAvg, Newt, and Oort, using CIFAR-10 dataset with varying data heterogeneity. Our results depict that FedCLF significantly outperforms the baseline models by up to a 16% improvement in high data heterogeneity-related scenarios with improved efficiency via reduced sampling frequency.


A new framework for prognostics in decentralized industries: Enhancing fairness, security, and transparency through Blockchain and Federated Learning

Pham, T. Q. D., Tran, K. D., Nguyen, Khanh T. P., Tran, X. V., Tran, K. P.

arXiv.org Artificial Intelligence

As global industries transition towards Industry 5.0 predictive maintenance PM remains crucial for cost effective operations resilience and minimizing downtime in increasingly smart manufacturing environments In this chapter we explore how the integration of Federated Learning FL and blockchain BC technologies enhances the prediction of machinerys Remaining Useful Life RUL within decentralized and human centric industrial ecosystems Traditional centralized data approaches raise concerns over privacy security and scalability especially as Artificial intelligence AI driven smart manufacturing becomes more prevalent This chapter leverages FL to enable localized model training across multiple sites while utilizing BC to ensure trust transparency and data integrity across the network This BC integrated FL framework optimizes RUL predictions enhances data privacy and security establishes transparency and promotes collaboration in decentralized manufacturing It addresses key challenges such as maintaining privacy and security ensuring transparency and fairness and incentivizing participation in decentralized networks Experimental validation using the NASA CMAPSS dataset demonstrates the model effectiveness in real world scenarios and we extend our findings to the broader research community through open source code on GitHub inviting collaborative development to drive innovation in Industry 5.0


FL-APU: A Software Architecture to Ease Practical Implementation of Cross-Silo Federated Learning

Stricker, F., Peregrina, J. A., Bermbach, D., Zirpins, C.

arXiv.org Artificial Intelligence

Federated Learning (FL) is an upcoming technology that is increasingly applied in real-world applications. Early applications focused on cross-device scenarios, where many participants with limited resources train machine learning (ML) models together, e.g., in the case of Google's GBoard. Contrarily, cross-silo scenarios have only few participants but with many resources, e.g., in the healthcare domain. Despite such early efforts, FL is still rarely used in practice and best practices are, hence, missing. For new applications, in our case inter-organizational cross-silo applications, overcoming this lack of role models is a significant challenge. In order to ease the use of FL in real-world cross-silo applications, we here propose a scenario-based architecture for the practical use of FL in the context of multiple companies collaborating to improve the quality of their ML models. The architecture emphasizes the collaboration between the participants and the FL server and extends basic interactions with domain-specific features. First, it combines governance with authentication, creating an environment where only trusted participants can join. Second, it offers traceability of governance decisions and tracking of training processes, which are also crucial in a production environment. Beyond presenting the architectural design, we analyze requirements for the real-world use of FL and evaluate the architecture with a scenario-based analysis method.


A Federated Learning Platform as a Service for Advancing Stroke Management in European Clinical Centers

Santos, Diogo Reis, Aillet, Albert Sund, Boiano, Antonio, Milasheuski, Usevalad, Giusti, Lorenzo, Di Gennaro, Marco, Kianoush, Sanaz, Barbieri, Luca, Nicoli, Monica, Carminati, Michele, Redondi, Alessandro E. C., Savazzi, Stefano, Serio, Luigi

arXiv.org Artificial Intelligence

The rapid evolution of artificial intelligence (AI) technologies holds transformative potential for the healthcare sector. In critical situations requiring immediate decision-making, healthcare professionals can leverage machine learning (ML) algorithms to prioritize and optimize treatment options, thereby reducing costs and improving patient outcomes. However, the sensitive nature of healthcare data presents significant challenges in terms of privacy and data ownership, hindering data availability and the development of robust algorithms. Federated Learning (FL) addresses these challenges by enabling collaborative training of ML models without the exchange of local data. This paper introduces a novel FL platform designed to support the configuration, monitoring, and management of FL processes. This platform operates on Platform-as-a-Service (PaaS) principles and utilizes the Message Queuing Telemetry Transport (MQTT) publish-subscribe protocol. Considering the production readiness and data sensitivity inherent in clinical environments, we emphasize the security of the proposed FL architecture, addressing potential threats and proposing mitigation strategies to enhance the platform's trustworthiness. The platform has been successfully tested in various operational environments using a publicly available dataset, highlighting its benefits and confirming its efficacy.


A Safe Deep Reinforcement Learning Approach for Energy Efficient Federated Learning in Wireless Communication Networks

Koursioumpas, Nikolaos, Magoula, Lina, Petropouleas, Nikolaos, Thanopoulos, Alexandros-Ioannis, Panagea, Theodora, Alonistioti, Nancy, Gutierrez-Estevez, M. A., Khalili, Ramin

arXiv.org Artificial Intelligence

Progressing towards a new era of Artificial Intelligence (AI) - enabled wireless networks, concerns regarding the environmental impact of AI have been raised both in industry and academia. Federated Learning (FL) has emerged as a key privacy preserving decentralized AI technique. Despite efforts currently being made in FL, its environmental impact is still an open problem. Targeting the minimization of the overall energy consumption of an FL process, we propose the orchestration of computational and communication resources of the involved devices to minimize the total energy required, while guaranteeing a certain performance of the model. To this end, we propose a Soft Actor Critic Deep Reinforcement Learning (DRL) solution, where a penalty function is introduced during training, penalizing the strategies that violate the constraints of the environment, and contributing towards a safe RL process. A device level synchronization method, along with a computationally cost effective FL environment are proposed, with the goal of further reducing the energy consumption and communication overhead. Evaluation results show the effectiveness and robustness of the proposed scheme compared to four state-of-the-art baseline solutions on different network environments and FL architectures, achieving a decrease of up to 94% in the total energy consumption.


Federated Learning over a Wireless Network: Distributed User Selection through Random Access

Sun, Chen, Ma, Shiyao, Zheng, Ce, Wu, Songtao, Cui, Tao, Lyu, Lingjuan

arXiv.org Artificial Intelligence

User selection has become crucial for decreasing the communication costs of federated learning (FL) over wireless networks. However, centralized user selection causes additional system complexity. This study proposes a network intrinsic approach of distributed user selection that leverages the radio resource competition mechanism in random access. Taking the carrier sensing multiple access (CSMA) mechanism as an example of random access, we manipulate the contention window (CW) size to prioritize certain users for obtaining radio resources in each round of training. Training data bias is used as a target scenario for FL with user selection. Prioritization is based on the distance between the newly trained local model and the global model of the previous round. To avoid excessive contribution by certain users, a counting mechanism is used to ensure fairness. Simulations with various datasets demonstrate that this method can rapidly achieve convergence similar to that of the centralized user selection approach.


Improving Federated Aggregation with Deep Unfolding Networks

Nanayakkara, Shanika I, Pokhrel, Shiva Raj, Li, Gang

arXiv.org Artificial Intelligence

The performance of Federated learning (FL) is negatively affected by device differences and statistical characteristics between participating clients. To address this issue, we introduce a deep unfolding network (DUN)-based technique that learns adaptive weights that unbiasedly ameliorate the adverse impacts of heterogeneity. The proposed method demonstrates impressive accuracy and quality-aware aggregation. Furthermore, it evaluated the best-weighted normalization approach to define less computational power on the aggregation method. The numerical experiments in this study demonstrate the effectiveness of this approach and provide insights into the interpretability of the unbiased weights learned. By incorporating unbiased weights into the model, the proposed approach effectively addresses quality-aware aggregation under the heterogeneity of the participating clients and the FL environment. Codes and details are \href{https://github.com/shanikairoshi/Improved_DUN_basedFL_Aggregation}{here}.


Hierarchical and Decentralised Federated Learning

Rana, Omer, Spyridopoulos, Theodoros, Hudson, Nathaniel, Baughman, Matt, Chard, Kyle, Foster, Ian, Khan, Aftab

arXiv.org Artificial Intelligence

Federated learning has shown enormous promise as a way of training ML models in distributed environments while reducing communication costs and protecting data privacy. However, the rise of complex cyber-physical systems, such as the Internet-of-Things, presents new challenges that are not met with traditional FL methods. Hierarchical Federated Learning extends the traditional FL process to enable more efficient model aggregation based on application needs or characteristics of the deployment environment (e.g., resource capabilities and/or network connectivity). It illustrates the benefits of balancing processing across the cloud-edge continuum. Hierarchical Federated Learning is likely to be a key enabler for a wide range of applications, such as smart farming and smart energy management, as it can improve performance and reduce costs, whilst also enabling FL workflows to be deployed in environments that are not well-suited to traditional FL. Model aggregation algorithms, software frameworks, and infrastructures will need to be designed and implemented to make such solutions accessible to researchers and engineers across a growing set of domains. H-FL also introduces a number of new challenges. For instance, there are implicit infrastructural challenges. There is also a trade-off between having generalised models and personalised models. If there exist geographical patterns for data (e.g., soil conditions in a smart farm likely are related to the geography of the region itself), then it is crucial that models used locally can consider their own locality in addition to a globally-learned model. H-FL will be crucial to future FL solutions as it can aggregate and distribute models at multiple levels to optimally serve the trade-off between locality dependence and global anomaly robustness.


Blockchain-based Monitoring for Poison Attack Detection in Decentralized Federated Learning

Mallah, Ranwa Al, Lopez, David

arXiv.org Artificial Intelligence

Federated Learning (FL) is a machine learning technique that addresses the privacy challenges in terms of access rights of local datasets by enabling the training of a model across nodes holding their data samples locally. To achieve decentralized federated learning, blockchain-based FL was proposed as a distributed FL architecture. In decentralized FL, the chief is eliminated from the learning process as workers collaborate between each other to train the global model. Decentralized FL applications need to account for the additional delay incurred by blockchain-based FL deployments. Particularly in this setting, to detect targeted/untargeted poisoning attacks, we investigate the end-to-end learning completion latency of a realistic decentralized FL process protected against poisoning attacks. We propose a technique which consists in decoupling the monitoring phase from the detection phase in defenses against poisoning attacks in a decentralized federated learning deployment that aim at monitoring the behavior of the workers. We demonstrate that our proposed blockchain-based monitoring improved network scalability, robustness and time efficiency. The parallelization of operations results in minimized latency over the end-to-end communication, computation, and consensus delays incurred during the FL and blockchain operations.